Capital Market Datathon project. The objective is to announce the winning teams and showcase their innovative ideas that bring value to the Thai capital market using SEC Open Data. Ms. Pornanong
Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an
SEC booth presented under the theme ?SEC Open house? at Money Expo Bangkok 2013. Scored by a committee of diverse experts, consisting of national artists, as well as experts in architecture, arts and
Bangkok, May 2, 2013 ? SEC Secretary-General Vorapol Socatiyanurak invites the public to visit the ?SEC Open house? at Money Expo Bangkok 2013, aiming to promote the importance of knowledge on
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311