private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System to separate client’s assets from custodian’s assets, safe
person in and out of the unit responsible for custody the private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System
the Capital Market Business Clause 4 Personnel in the capital market business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may
Notification. Chapter 2 Appointment or Assignment of Personnel in the Capital Market Business Clause 42 Personnel in the capital market business performing their duties in any of the following functional fields
ความปลอดภัยที่เป็นท่ียอมรับในสากล ได้แก่ ISO27001, ISO27017, PCI/DSS, TIA เป็นต้น 9 • ประเมินผลรายงานการตรวจสอบโดยผู้ตรวจสอบที่เป็นอิสระ ดา้นมาตรฐานความมั่นคงปลอดภัยเทคโนโลยสีารสนเทศ เช่น System and
company of AFS* AEON Systems System Development -AEON System is 90% owned by AFS -AEON System is 3.3% owned by AEONTS *AEON Financial Service Co., Ltd. (“AFS”) - Major shareholder of AEONTS, holding 35.12
Credit Service Systems (Philippines) Inc. (“AEON Systems”) System Development -AEON Systems is 90% owned by AFS* -AEON Systems is 3.3% owned by AEONTS *AEON Financial Service Co., Ltd. (“AFS”) - Major
subsidiaries companies: Company Business Relationship with AEONTS AEON Systems System Development - AEON Systems is 90% owned by AFS - AEON Systems is 3.3% owned by AEONTS *AEON Financial Service Co., Ltd. (“AFS
Exchange Clause 2 A derivatives trading system on derivatives exchanges is a fundamental system which has connection to the clearing and settlement system of derivatives clearing houses and other relevant