. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc

and financial derivative liabilities, minus special liabilities) plus assets pledged as collateral for derivatives businesses must not fall below the specified ratio. ** Position risk refers to the

1 / 2 IR.011/2019 14 May 2019 Re: Notification of the changes of the Profit and Loss Statement To President The Stock Exchange of Thailand T Engineering Corporation Public Company Limited (the

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators

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Responsibility to Consider Fraud in an Audit of Financial Statements as well as Consideration of Laws and Regulations in an Audit of Financial Statements. The regulations will become effective from 1 July 2021

prospectus or other information related to an offer for sale of securities , and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the

information related to an offer for sale of securities, and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the Capital Market

. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund

Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor