World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

TAB TRADING Company Limited. TAB Trading Company Limited reported an incident in which the company breached the debt repayment agreement for the crowdfunding debentures, which were due on February 8

TAB Trading Company Limited TAB Trading Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on

BANFANG TRADING Company Limited BANFANG TRADING Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due

Watchara Trading 2018 Company Limited Watchara Trading 2018 Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures

Company Limited Factsheet Information as of XX XX XXXX ABCD Mutual Fund Unit Class SRI Fund Class code Type of mutual fund / Peer group of mutual funds Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile

Provinces Quarter 2/2023   Debt Holder ( 3 record(s) found) No. Report Name Data File As of Data Definition 1 Value and Number of Debt Investors Classified by Type of Investors August/2023   2 Value and

..) Liabilities 12. Borrowings 13. Securities sold under repurchase agreements 14. Payable to Clearing House 15. Securities business payable and derivatives business payables 16. Debentures and debt instruments 17

payables 16. Debentures and debt instruments 17. Other derivatives liabilities 18. Provision 19. Other liabilities Total liabilities Shareholders’ equity 20. Share capital 20.1 Authorized share capital 20.2