into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was
, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading
board had approved IEC to enter into contract to guarantee loan for The M Group Plc. with Krung Thai Bank Plc. He eventually entered into such contract on behalf of IEC, which was beyond his authority
investment proceeds and will be exposed to investment risks. IFA is of opinion, however, that shareholders should approve the second investment scenario and that WAVE and PME should enter into contract to
move into the capital market business will provide our customers with even more comprehensive service.?By June, the paying agents will provide service, during working hours of branches throughout the
Management Co., Ltd., and Surasak Sakrittiron. Following the report from Tisco Asset Management Co., Ltd., the SEC probed into the case and found that Thanjira submitted the documents of buying/selling orders
features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In
structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent