of operational function other than sub clause (1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker
Notification shall apply to outsourcing function related to business operation to a third party, excluding the following cases: (1) an appointment of a third party to be an agent or a broker of a securities
PUBLIC COMPANY LIMITED ASIASOFT CORPORATION PUBLIC COMPANY LIMITED ASN BROKER PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET WISE PUBLIC COMPANY LIMITED ASSET WORLD CORP PUBLIC
category of derivatives broker; “Affiliated companies” means the followings companies: (1) Any company who holds shares of management company or employer, as the case may be, from ten percents of total