prospectus or other information related to an offer for sale of securities , and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the
information to the counterparty. 4 Clause 12/14 In the case where a securities company buys securities from an issuer to resell to a client, the securities company shall distribute prospectus or other
to deliver such request to head office or other [full] branch offices for considering; (2) rendering information prepared in prospectus or other information, which the intermediary has duty to disclose
securities or derivatives trading in order to deliver such request to head office or other [full] branch offices for considering; (2) rendering information prepared in prospectus or other information, which
of securities or derivatives trading in order to deliver such request to head office or other [full] branch offices for considering; (2) rendering information prepared in prospectus or other
funds as prescribed in the Notification of the Capital Market Supervisory Board concerning Rules on Delivery or Distribution of Prospectus and Offering for Sale of Investment Units. (3) in case of a
Securities and Exchange Commission regarding filing or the exemption from filing the registration statement of prospectus shall apply mutatis mutandis to such terms. The separation of the client’s assets by