draft prospectus with the SEC, and such offering must be carried out through the ICO Portal which have been approved by the SEC Board. Subsequently, the issuers have an ongoing duty to prepare and submit

companies on the condition that such issuers have already obtained an approval and filed the registration statement and draft prospectus with the SEC, and such offering must be carried out through ICO Portal

readable prospectus) การเชื่อมอินเตอร์เฟส (open API) 2) เปิดพื้นที่ให้มีที่ทดลองเทคโนโลยีใหม่ ๆ สำหรับผู้ประกอบการรายเดิมและรายใหม่ อาทิ โครงการ Fintech Challenge Program และ สนามทดลอง (regulatory sandbox)3

Intermediaries (No. 2);    - The SEC Office Notification No. Sor Nor. 26/2559 Re: Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for

สามารถกระทำได้รวดเร็วขึ้น (Streamlined Review Framework for ASEAN Common Prospectus) ในระหว่างการประชุมกลุ่มหน่วยงานกำกับตลาดทุนอาเซียน (ASEAN Capital Markets Forum: ?ACMF") ณ กรุงกัวลาลัมเปอร์ ประเทศ

continuing efforts to foster ASEAN capital market integration. With the Scheme in place, issuers will only need to prepare one set of prospectus for a multi-jurisdiction offering in the region. The ACMF hopes

an approval in Part 2 and the submission of the registration statement and draft prospectus in Part 4; (b) the CLMV company shall comply with the rules related to an approval in Part 3 and the

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holders shall be subject to provisions under this Chapter except in the cases where an exemption has been granted to the filing of the registration statement and draft prospectus under the Notification of

draft prospectus, including other documents and evidence with the Office; (2) to review and comprehend the information regarding the issuer of securities and other relevant information and take actions to