Bangkok June 20, 2011 - The SEC prohibits {A} and {B}, former investor contacts from serving as personnel in the capital market from June 18, 2011 onwards, for their failure to comply with standards
baht.In addition, as Pathaipoom and Chalalai are also capital market personnel, their involvements with the aforesaid share manipulation are subject to SEC?s consideration.(2) KC price manipulation
in minute of IEC?s board of directors meeting with intention to deceitfully deprive IEC or its shareholders of their rightful benefit, dishonestly violating his duties and causing damage to the
engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market. The SEC?s audit inspection in 2013 covering eight audit firms indicated that
The Monk Studios, who has extensive experiences in Hollywood movie production including the Academy Award winner for best animated feature ?Rango? in 2012. They shared with the investors their success
funds for investment with the launch of the ASEAN CIS Framework. Fund managers in an ASEAN country will have a direct and efficient route to offer their funds to retail investors in other ASEAN countries
cases, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
their home jurisdictions as Qualifying ASEAN Collective Investment Schemes to date, five of which have been successfully approved and launched in a host jurisdiction. The ACMF commended the working group
personnel in the capital market business under Clause 31(1) of No. TorLorThor. 8/2557. The SEC, therefore, revoked the approval from their duties as securities investment consultants and will not consider