as specified in the Securities and Exchange Act B.E.2535 (1992) , the Trust for Transactions in Capital Market Act B.E. 2550 (2007), and the Notification of the SEC Office regarding Approval of
. I entirely understand my responsibilities as specified in the Securities and Exchange Act B.E.2535 (1992), the Trust for Transactions in Capital Market Act B.E. 2550 (2007), and the Notification of
qualification and do not have prohibited characteristics as specified in the Notification of the SEC Office3; The provision in the first paragraph shall also be applicable to a director, a manager and a partner
specified in the first paragraph. Clause 2. This Notification shall come into force as from 1 January 2011. Notified this 22nd day of October 2010. -signature- (Vijit Supinit) Chairman Securities and Exchange
responsibility as specified in the Securities and Exchange Act B.E.2535 (1992), and the Notification of the Office of the Securities and Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the
Approval and Duty Performance of CIS Operator __________________ Clause 4 Unless specified otherwise in this Notification, in offering for sale of units of a collective investment scheme, the CIS operator
with the rules specified by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https://www.sec.or.th/TH
Securities and Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. Unless otherwise specified, the term of “executives” of the company or the subsidiary under Chapter 3/1 of
specified in the Licensing Manual for the Public and that the submission of the cancellation of SEC Account is part of the actions according to the SEC Office’s Standard Procedures. The SEC Office is obliged