accordance with the shareholding proportion for 81.20 million shares and through private placement of 40.60 million shares. Page5of6 4. To consider approving the waiver application for the bidding of all
rating, and is capable of operating the work impartially and fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as
Clause 15. In this division, “securities company” means a company licensed to undertake securities business in the category of securities brokerage. Clause 16.21 22 In considering an application for
brokerage. Clause 16.21 22 In considering an application for opening an account and entering into the agreement which appoint the securities company as the 19As added by the Notification of the Securities and
, management company shall submit an application for an approval to amend mutual fund management scheme to the Office, or performing to amend private fund agreement, as the case may be, to comply with the
perform as following: (1) In the case of close-end fund or private fund, management company shall submit an application for an approval to amend mutual fund management scheme to the Office, or performing to
fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the Office in accordance with the forms and procedures prescribed by the
the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the Office in accordance with the forms and
provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the