principle-based advertising guidelines are sufficiently appropriate and consistent with securities regulations;              (3) Standardize the warning notices as a single, most stringent format that covers

opinions to the public prosecutor for consideration of prosecution. This approach follows the check and balance principle within the judicial process. In such proceedings, the SEC can integrate collaboration

is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing

The Capital Market Supervisory Board at its meeting in late 2023 approved in principle the proposed regulations on the establishment of Thailand ESG Fund (TSEG Fund), which includes sustainability

characteristics and risks associated with rapidly evolving digital assets and apply the principle of “same activity, same risk, same regulatory outcome.” This aligns with the TDO's important goal of driving the

Following the public hearing on the Principle of Thailand Sustainability Disclosure Roadmap regarding the International Sustainability Standards Board (ISSB Roadmap), the SEC has taken all

regulations governing provision of Repo transactions as approved in principle by the SEC Board’s Meeting No. 2/2565 dated 15 February 2022. The proposed amendments would require business operators who provide

The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse

เกณฑ์ดังกล่าว รวม 4 ฉบับ ซึ่งเกี่ยวกับแนวปฏิบัติในการจัดการกองทุนส่วนบุคคล ระบบงาน การจัดการกองทุน และการดำเนินการเกี่ยวกับข้อร้องเรียน โดยปรับปรุงหลักเกณฑ์ให้มีลักษณะของการมุ่งเน้นหลักการ (principle