enhance the efficiency of the existing provident funds. Essentially, the key principles of the amendments are as follows: 1. Fund management and structure: e.g., revising provisions to support the
demonstrated the commitment at management and organizational levels that adopted the policy to refrain from corruption. Furthermore, 19 SET-listed firms achieved level 4 as CAC?s certified members. Besides
and Non-Retail Investors, and Execution of Agreements for Management of Private Funds. “foreign collective investment scheme” means ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport
2018 (under a Co-Management Contract pursuant to the SEC Notification: Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) Please be
Microsoft Word - MD&A 2017-E mh R.doc 1 Ref: CSO. 005/2018 Date: 26th February 2018 Subject: Management Discussion and Analysis for Year Ending 31st December 2017 Attention: President The Stock
Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management Report/Form (Notification of Securities and Exchange
person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
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