company has complied with the provision in clause 7, it shall be deemed that the management company has waived from the Office as provided in Section 98(7)(b). Clause 11. Management company shall provide
company, if management company has complied with the provision in clause 7, it shall be deemed that the management company has waived from the Office as provided in Section 98(7)(b). Clause 11. Management
person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an investor contact approved by the Office if such person can operate as investor contact
revoke the approval as deemed appropriate. (Translation) -6- Clause 9. In cases where there appears later any fact that any capital market personnel who is director or manager of a financial institution
clients’ assets, payment of interest shall not be deemed as a transaction causing a movement or change in clients’ assets. Clause 16 A securities company shall keep the information and documents relating to
suspended from making transactions in compliance with the rules of such securities company. For the benefit of providing reports on clients’ assets, payment of interest shall not be deemed as a transaction
considered as an acquisition of assets in accordance with the Notification of the Capital Market Supervisory Board No. TorJor. 20/2551 Re: Rule on Entering into Material Transactions Deemed as Acquisition or
into Material Transactions Deemed an Acquisition or Disposition of Assets, as well as under the Notification of the Stock Exchange of Thailand Re: Disclosure of Information and Operation Concerning the
/2551 (2008) Re: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31 August 2008 (as amended) and the Notification of the Board of Governors of the Stock