, securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives business in the category of derivatives agent or derivatives dealer; Repealed 3 ; “Notification on Standard of
เป้าหมายที่ต้องการ 2.2 การลงทุนเพื่อเป็นทรัพย์สินของผู้ประกอบธุรกิจ (proprietary trading) 2.2.1 การลงทุนเพื่อสนับสนุนการประกอบธุรกิจการจัดการกองทุนโดยมิใช่เป็นการมุ่งแสวงหาผลกำไรเป็นสำคัญ กำหนดเพิ่มเติม
same period last year, mainly to compensate for the cost of dealing with the COVID-19 disease problem, while capital expenditures decreased from the same period last year which was in line with the
hundred million baht for: a. securities dealing business; b. securities underwriting business; c. any other type of securities business with the following characteristics: 1. keeping the client’s assets in
Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities underwriting which is not limited to debt
regulations: Clause 1. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company