management, and agriculture. This phase is being carried out in collaboration between the Working Group and consultants from the Climate Bonds Initiative (CBI), DNV, and the Thailand Development Research
SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the
Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bond Market Association ThaiBMA, and Accenture Company (Thailand) with Baker McKenzie Company as consultants
as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.
audit by independent external organizations.Level 5 ? Extended: indicating anti-corruption policy which extends to business partners, consultants, intermediaries and business representatives.
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
. Investors should avoid using, or permitting the use of, investment consultants’ email addresses or phone numbers for communications or for receiving important documents. This precaution helps protect
expense is included in the financial statements. In addition, the Company has expanded its staff, resulting in an increase in personnel expenses and an increase in the cost of hiring consultants, such as
& business plan • Use of ICO proceeds • Key milestones • Type / legal structure of entity running the project • Team members / advisors • Financial information / track records (if available) • Key risks