financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least
capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least include, internal control
broker. (2) Having financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such
shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the personnel in charge of operations under Clause 6(2) and of the
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the
writing to the SEC Office. In this regard, such securities company which still undertakes derivatives business in the category of derivatives brokerage has duty to comply with the Notifications of the
company which still undertakes derivatives business in the category of derivatives brokerage has duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of
shares on November 1, 2019) with the Company. In the case that STEC does not comply with the agreement, the Company can take a legal action to enforce such security. 4) Size Calculation This transaction is