proceeds of assets monetization to REITs in the fourth quarter of 2016, loan repayment of THB 5,000 mm from WHAUP’s IPO proceeds in the second quarter of 2017 and debentures settlement, maturing in the third
companies, such as submission of securities trading order, clearing and settlement and delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment
business continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ 2 companies, such as submission of securities trading order, clearing and settlement and
dispute settlement in 3Q19, but decreasing -3%QoQ from reclassified expenses to admin & other expense. Other costs of service were Bt1,913mn, decreasing -22%YoY due to decrease in prepaid commission
เส่ียงท่ีเก่ียวขอ้งกบัตลาดและความผนัผวนของราคา (Market Risk /Volatility Risk) 3. ความเส่ียงท่ีเก่ียวกบัระบบการช าระราคาและส่งมอบ (Settlement Risk) 4. ความเส่ียงท่ีเก่ียวกบักฎหมายหรือระเบียบท่ีใชบ้งัคบั
impact of Stock Gain/(Loss) and NRV (2) Extra item was from reversal of inventory derogation because a supplier had delivered raw materials to the company regarding to the settlement agreement. P a g e | 5
Turnover Ratio Settlement Period: Sharpe Ratio Alpha Remark: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments
: Recovering Period Minimum Initial Subscription Amount: Minimum Redemption Amount: FX Hedging Minimum Subsequent Subscription Amount: Minimum Holding Balance: Portfolio Turnover Ratio Settlement Period: Sharpe
Amount: Minimum Holding Balance: Portfolio Turnover Ratio Settlement Period: Sharpe Ratio Alpha Remark: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking
loan from financial institutions (T/R) due to volatility of the baht resulting in increase in settlement of T/R and trade and account payables. Short-term loan from financial institution of 41.05 million