offering). The independent financial advisor (IFA) considers that the information disclosure in this case is insufficient, and the company is exposed to the risk of absence of due diligence in the

;  (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors

operators, as well as prevent systemic risk, without imposing unnecessary burdens on business operators. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=993 and the

foreign digital asset trading platforms must be cautious, as there is a risk of being scammed, as well as the risk of being used as a channel for money laundering.Note: * SEC News No. 80/2025 headlined “SEC

compete. One approach is to explore new lines of business other than their core securities and derivatives businesses. Such new businesses may have a higher investment value and a higher risk, or may not

new services or investment tools;  (2)  Artificial Intelligence (AI) & Machine Learning (ML): To promote the use of AI/ML for developing market innovations, for example, AI/ML-based investment and risk

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนาออนไลน์ในหัวข้อ “Introduction to Climate Risk Disclosure” เมื่อวันที่ 25 พฤศจิกายน

maintain capital not less than minimum requirements as follows: (1) Maintaining net capital (NC) with liquid assets less liabilities and risk haircuts not less than the specified value;(2) Maintaining net

and Partner and Co-Founder of ETFGI LLC together with Anil Gaba, the ORPAR Chaired Professor of Risk Management at INSEAD, one of the world's leading and largest graduate business schools will also be

and Partner and Co-Founder of ETFGI LLC together with Anil Gaba, the ORPAR Chaired Professor of Risk Management at INSEAD, one of the world?s leading and largest graduate business schools will also be