to have personnel responsible for soliciting, or giving advice related to derivatives trading for customer, Clause 19, Clause 20, Clause 21, Clause 22 and Clause 25 only with respect to the review of
derivatives only with institutional investor counter party. Clause 4. 3 4 The provision of Clause 12 only with respect to an arrangement to have personnel responsible for soliciting, or giving advice related to
derivatives only with institutional investor counter party. Clause 4.3 4 The provision of Clause 12 only with respect to an arrangement to have personnel responsible for soliciting, or giving advice related to
the company, regardless of the job title; “Fund Manager” means mutual fund manager or private fund manager; “Department Director” means any person responsible for the work of a department in the company
the company, regardless of the job title; “Fund Manager” means mutual fund manager or private fund manager; “Department Director” means any person responsible for the work of a department in the company
responsible for the work of a department in the company; “Executive” means director, manager or any person with management power; “Training Institute” means Thailand Securities Institute and other training
board of director of the company who is responsible for the highest authority to manage the company, by whatever name called. “major shareholder” means a person who holds directly or indirectly more than
(2) (B) of the Public Company Limited Act. B.E.2535 (as amended), therefore, the Company shall be responsible to hold a Shareholders’ Meeting to consider to approve the entire business transfer, the
), therefore, the Company shall be responsible to hold a Shareholders’ Meeting to consider to approve the entire business transfer, the approval must be made by at least three- fourths of all the voting rights
(2) (B) of the Public Company Limited Act. B.E.2535 (as amended), therefore, the Company shall be responsible to hold a Shareholders’ Meeting to consider to approve the entire business transfer, the