placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 12/01

the securities, including the amount and price. He also asked the client to leave the ATS saving account with him so he could help the client trade securities. In addition, he rehearsed the client in

Bangkok, March 27, 2014 - The SEC suspended {A}, a former capital market investment consultant of UOB Kay Hian Securities (Thailand) Plc, and {B}, a capital market investment consultant of Krungsri

specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not

, and (4) Ms. Phichayahia Phichayarom (formerly named Suthasinee Nantapakprasit), for manipulating the share price of Tapaco Public Company Limited (TAPAC). The total fines are 3,135,871.25 baht.According

. The surging price of the offshore ETF at the close market on December 30, 2011, however, resulted in irregularly high domestic mutual funds? NAV. Following the incident, the SEC in January 2012

the price or the volume of such securities trading to be inconsistent with the normal market condition. 22/03/2024 filed a lawsuit to a civil court17/08/2023 referred the case to a state

continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 22/03/2024 filed a lawsuit to a civil court17/08/2023

orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 22/03/2024 filed a

securities; and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition