acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related information before making investment decision”; (3) in
from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of
document evidence, unless there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of thirty days, the Office may extend the period for
thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the derivatives broker prior to
within thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the derivatives broker
the result of its consideration to the derivatives broker within thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the
under Section 3 and the Notification of the Securities and Exchange Commission concerning Additional Determination of Type of Juristic Person Classified as Institutional Investors; (b) using standardized
Commission concerning Additional Determination of Type of Juristic Person Classified as Institutional Investors; (b) using standardized agreement recognized by the SEC Office; (c) having repayment period of