1 RP-AC 004/2019 NOVEMBER 13, 2019 Subject: Clarification of the operating results for the third quarter of 2019 To: Directors and Managers of the Stock Exchange of Thailand Richy Place 2002 Public
in line with lower sales. Administrative expense decreased mainly as a consequence of cost control measures in place, reducing headcount, working hours and OT, and other employee expenses together with
1 RP-AC 003/2020 AUGUST 14, 2020 Subject: Clarification of the operating results for the second quarter of 2020 To: Directors and Managers of the Stock Exchange of Thailand Richy Place 2002 Public
the SEC Office. Clause 6 In applying for the derivatives exchange license, the applicant shall allow and facilitate persons designated by the SEC Office to access the applicant’s place of business or
.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the jurisdiction of its principal place of business? Yes No If “No”, please specify
.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the jurisdiction of its principal place of business? Yes No If “No”, please
MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; · The SEC is revising the related regulations to
related to sales conduct, HK-TH MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; - The SEC is revising
, whereas the final acquisition price may be adjusted due to some factors. In this respect, this share purchase transaction will take place after approval of the related governmental agency and satisfaction