essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that

wallet provider, and other relevant regulations on digital asset business operations. The key points of the amendments are as follows:   (1) Supervision on the ICO of Investment Token: Revoking the

-General and Spokesperson, said: “These amendments aim to ensure that the ICO supervision incorporates mechanisms to adequately protect and safeguard the rights of investors, while also promoting the

visit the SEC website: www.sec.or.th/scamalert. For verification of licensed or approved service providers and entities under the SEC supervision, please visit www.sec.or.th/seccheckfirst or install the

Investment Scam Hotline at 1207, press 22, or visit the SEC website at www.sec.or.th/scamalert . Additionally, you can verify service providers and licensed/approved entities under the SEC’s supervision at

Meeting No. 3/2565 on 19 April 2022, to make the rules more suitable for the current environment and to ensure effective supervision, as well as to hedge risks of business operators, their clients, and

channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it

SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital

personnel related to the capital market or supervision of the capital market, 3) enhance knowledge and understanding about the capital market, investments and capital market development for investors

futures contracts which are under the supervision of foreign agencies that are members of IOSCO* or in the OECD** countries, or within the ASEAN Economic Community, consisting of over 120 nations. Therefore