service and soliciting the public to invest in digital assets, which may be liable to fraud and cause damage to the public. Pursuant to the Royal Decree on Digital Asset Businesses B.E. 2561 (2018), the
SEC Secretary-General Ruenvadee Suwanmongkol said that SEC has organized a panel discussion as an academic stage, aiming people to understand the background of “Libra” and which of its parts
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
Roadmap for ASEAN Sustainable Capital Market initially drafted by the ACMF members to strengthen ASEAN capital markets’ ecosystem for sustainable development which was in line with theme of Thailand’s
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
investors, which incurs an obligation for PACE to repurchase a certain amount of its preferred stocks from the counterparties. The clarification must inform whether there will be any effect on the company's
SEC Secretary-General Ruenvadee Suwanmongkol said in the seminar “Prepare Thai Capital Market towards KYC in the Digital Age”, which SEC had held on 22 May 2019, that although technology had