: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TRAF shares from November 15, 2007 to January 9, 2008, the SEC probed into the case and found that Lalana, Sippakorn, then
colluded with Somchai Chaisrichawla in manipulating the share price of Asia Metal Plc. (AMC) from September 13 to November 16, 2006. In this regard, she had provided Somchai with two client trading accounts
are not the SET members will be allowed to send trading orders through the SET ?s trading system in cases where such system is linked with others, such as that of foreign exchanges. Also included in
price or the value of the share. Subsequently, Mr. Suriya in collaboration with Mr. Ratanapong Srirojanant purchased LPN’s shares in a manner inconsistent with his normal trading behavior through Mr
, which is material to the change of price or the value of the share. Subsequently, Mr. Ratanapong, in collaboration with Mr. Suriya, purchased LPN’s shares in a manner inconsistent with his normal trading
fees The Company’s brokerage fees in 2Q2018 were Baht 223 million, an increase of 15% from 2Q2017, mainly due to an increase in the SET average daily trading volume. 1.2 Fees and Service income The
securities trading and futures trading, and an increase in the retaining fee of ONE Asset Management Limited (the Company’s subsidiary) which are related to the increase in the Company’s and the Company’s
Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following
manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market condition