business in the category of derivatives fund manager providing services for mutual funds, according to the securities and exchange law, without price settlement and contract delivery obligations or custody

the law and rules and regulations/ promotion of knowledge/ consideration of wrongdoing /research and risk monitoring Information on the results of verification: Information on the shareholders

Section 39 Section 48 and Section 50 of the Constitution of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, the Office of the Securities and Exchange Commission

the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission performs duty as the Capital Market Supervisory Board under Section 60 of the Securities

number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock

/Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law. Every work areas

particular case, the SEC will monitor the progress of the legal proceedings and collaborate fully with relevant authorities to support law enforcement under the SEA.  Remark: * SEC News Release No. 104/2017

companies with clients who are securities companies under foreign law and acting as brokers or agents in trading or exchange of securities for others (inter-brokers) to additionally conduct a Know-Your

investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the law and may be exposed to risks of frauds and scams as well as the

complaint to support law enforcement under the Emergency Decree on Digital Asset Businesses. The public and investors are advised to take precaution regarding the use of services of unlicensed digital asset