ที่สุดตามสภาพตลาด (duty of best execution) ด้วย (3)ꃂ ⌀㈎∎㈎ᤎ⬎⌎㜎ⴎ䄎ࠎ䤎ᰎ┎Ď㈎⌎ᐎ㌎䀎ᤎ㐎ᤎĎ㈎⌎䌎⬎䤎┎㤎ĎЎ䤎㈎ᜎ⌎㈎ᨎ䈎ᐎ∎ℎ㔎⌎㈎∎┎『䀎ⴎ㔎∎ᐎⴎ∎䠎㈎䀎Ḏ㔎∎Ḏⴎ㈎∎䌎ᤎ⌎『∎『䀎✎┎㈎ᜎ㔎䠎䀎⬎ℎ㈎『⨎ℎ㰎⼀瀀㸀ഀ㰀瀀㸀숀
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
with the reporting method stipulated in the Ministerial Regulation, must be submitted to the Revenue Department within March of each year. The first report must be filed by March 31, 2020. The Revenue
, 2019 onward. Revision has been made for escrow agent transactions to ensure increased flexibility; the Escrow Regulation Committee has been given more powers and obligations in supervising and
Given to Commercial Banks to Act as Identity Provider or Source of Data in the Digital Format, effective from September 4, 2018. The regulation extends the business scope of banks which show readiness in
รกํากับดแูลแบบ prudential regulation (3) มีฐานะการเงินมั่นคง มีระบบงาน บุคลากรที่เพียงพอ เหมาะสม และมีประสิทธิภาพ (4) มีความเปนอิสระจาก CIS operator เปนตน ค. ขอกําหนดในเรื่องอ่ืน ๆ ท่ีเก่ียวกับการดํา
) การออกหลกัเกณฑแ์บบมุ่งเนน้หลกัการ (principle-based regulation) เน่ืองจากเกณฑก์ลางตอ้งรองรับตราสารไดอ้ยา่งหลากหลาย กฎเกณฑ์ ส่วนใหญ่จึงตอ้งมุ่งเนน้ไปยงัหลกัการ (principle-based) มากกวา่รายละเอียด (rule
-related services in order to accommodate the new regulation. Rules on Know Your Customer for Deposit Account Opening of Financial Institutions The Bank of Thailand issued Notification of the BOT No
applicant shall not have any of the following characteristics: (a) having a record of contravening a regulation or condition related to securities offering in a significant matter; (b) having been rejected by
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...