offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to

and operations, as well as the implementation of this information into Form 56-1 One Report.For the latest updates on the UN Women 2024 Thailand WEPs Awards, please visit

On 5 June 2025, the Securities and Exchange Commission Board (SEC Board), the Capital Market Supervisory Board (CMSB), and the SEC executive team, held a joint meeting with the Federation of Thai

. The event took place at Centara Grand & Bangkok Convention Centre, Central World Bangkok on 29 November 2023. The Symposium featured a special talk on “The Future of the Thai Capital Market and Capital

The Securities and Exchange Commission (SEC), in collaboration with nine partner organizations from the public and private sectors, co-organized the "Winner Announcement & Showcase" as part of the

Private Perspectives)  โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ได้รับเชิญให้กล่าวปาฐกถาพิเศษ เรื่อง “กฎหมายการต่อต้านการให้สินบนข้ามชาติกับตลาดทุนไทย” และนายธวัชชัย พิทยโสภณ ผู้ช่วยเลขาธิการ ก.ล.ต

for a private fund client at that time, and the deficiencies in the operational systems in relation to investment management and preparation of financial statements and reports and the capital

Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

limitations. As a result of this proposed amendment, the Regulatory Sandbox would cover both pre-trading and post-trading activities in the capital market. The consultation paper is available at https