making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a
complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by the DSI and the public prosecutor, and the court will judge the case
commercial banks, insurance companies, issuers and relevant agencies. Their opinions and suggestions were taken into consideration to make sure that revised rules would not hinder fund raising and liquidity
considered.*** In determining the aforementioned period, the SEC has taken into account the following factors: relevant roles, behaviors of the person under consideration, any penalties already imposed
’ meeting, to ensure that shareholders are provided with sufficient and appropriate information for their consideration; (3) Shareholders would not be granted a veto right in cases of PP offerings at a
Bitazza, FreedomVerse, Mr. Kavin, Mr. Tanawat, and Mr. Wee Kiat Kevin Heng for consideration of further legal action. Following the criminal complaint filed by the SEC, the criminal enforcement process
. Accordingly, Mr. Chatpon is subject to penalties under Section 94 of the Emergency Decree.The SEC has therefore filed a criminal complaint with the ECD against Exmix and Mr. Chatpon for consideration of further
Anti-Money Laundering Office (AMLO) for consideration of further action because such offenses are unfair activities related to securities trading, which constitute a predicate offense under the Law on