to transfer the money received from the mutual fund units redeemed to her own account for personal use; 2. Transferring additional deposit from the client’s account to her own account on
the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai
According to the regulations established by the SEC for Thai mutual funds wishing to invest in foreign mutual funds, there is a specific requirement that such foreign mutual funds must be
of ECF securities. They placed orders consecutively and/or allowed other persons to place orders for ECF shares in their own securities trading accounts, in a coordinated and supportive manner to
), held the award ceremony to announce the results of the ASEAN Corporate Governance Scorecard (ASEAN CG Scorecard) assessment for 2024 in Kuala Lumpur, Malaysia. The event was supported by the ASEAN
accumulate KDH shares for themselves and others to later sell in a big lot transaction or to profit from trading KDH shares (as the case may be). This manipulation caused the price of KDH shares to move
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with Mrs. Waratchya Srimachand, SEC Deputy Secretary-General, Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, and the SEC executive team, attended the opening ceremony of the Singha Broker Cup Football Tournament 2025, with the Royal Trophy awarded to the winning team in the name of Her Royal Highness Princess Maha Chakri Sirindhorn. The SEC supported the tournament a...