: https://market.sec.or.th/public/idisc/th/InvestorAlert. The list of business operators under the SEC’s supervision is also available at www.sec.or.th and SEC Check First application. Furthermore, leads on

business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent;  (3) Revising the requirements and guidelines in

SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to

digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information

(mai). They are also not required to apply for the SEC’s approval. Therefore, the regulations on application for approval for issuing and offering debt securities of listed companies on LiVEx should

, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder representative to obtain

true intention.  The new regulations will also specify the qualifications of the soliciting persons and proxies and the minimum information to be disclosed in soliciting shareholders, etc. SEC has

Committee also monitors and assesses market situations, especially with regard to debt securities products with high sensitivity as well as proposes short-term and long-term solutions for issuers on a case-by

. She also executed transactions of mutual fund unit subscription, but not until she had transferred the subscription money to her own account first. In this regard, Sunisa submitted a written

the Notification of the Office of Securities and Exchange Commission No. SorJor. 31/2563 dated 27 March 2020. It shall, also, clearly disclose the events that cause obstacles or limitation to its