introducing verification tools such as web-based Investor Alert system, SEC Check First mobile application, and Investment Scam Hotline 1207, ext. 22. The event was held on 10 June 2025, in Surat Thani

benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors

Printable Format - Laws and Regulations Derivatives Dealer |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS

Exemption from Filing of Registration Statement for Offer for Sale of Sukuk

Filing of Registration Statement for Offer for Sale of Securities (No. 6)

Exemption from Filing of Registration Statement for the Offer for Sale of Debt Securities

Exemption from Filing of Registration Statement for the Offer for Sale of Securities (No. 3)

Exemption from Filing of Registration Statement for Offer for Sale of Securities (No. 4)

Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)