not subject to the Derivatives Act B.E. 2546 (2003): (1) contracts that are considered securities; (2) contracts of purchase or sale of securities for which the settlement is made via a clearing house
settlement for securities. Clause 5. The securities company licensed to undertake securities business in the category of private fund management shall have paid-up registered capital of not less than the
in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and settlement for securities. Clause 5. The securities company licensed to undertake
/2551 Amount of Damages Arising from Derivatives Transaction for Settlement by Arbitration 02/04/2008 16/04/2008 2. Notification of the Office of the Securities and Exchange Commission 25/2544 28
/2009 Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of Market Makers Risks Borne by Securities Companies and Management of Clients
Assets by Securities Companies (No. 4) 12/06/2015 16/07/2015 3. Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of Market Makers Risks
Custody of Clients Assets by Securities Companies (No. 4) 12/06/2015 16/07/2015 3. Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of