, crude oil, gold or commodities. They must also run on passive management policy, for example, focusing on returns comparable to the underlying indices.In addition, the home exchanges must be member
changing and our CRA regulations are becoming outdated. This supervisory amendment will enhance CRA credibility, conflicts-of-interest management, and information disclosure and safekeeping. This would help
692 million baht of net selling asset price proposed to the Fund is well below approximately 800 million baht of fair price of the assets in case of self-management or selling to other persons. In
products that are better aligned with investors’ risk profiles and investment needs.Accordingly, the SEC has issued notifications* to amend the relevant criteria, with the key details as follows: 1
, derivatives business operators and asset management companies: Due to the trading suspension on the Stock Exchange and the Derivatives Exchange, potentially causing securities companies, derivatives business
/Intermediaries/Professional Limited BDU Company Name Website LIEF CAPITAL LIEF CAPITAL ASSET MANAGEMENT CO.,LTD. https://liefcapital.com METHA ASSET MANAGEMENT CO.,LTD. AIRA AIRA SECURITIES PUBLIC CO.,LTD. http
Name Website LIEF CAPITAL LIEF CAPITAL ASSET MANAGEMENT CO.,LTD. https://liefcapital.com METHA ASSET MANAGEMENT CO.,LTD. AIRA AIRA SECURITIES PUBLIC CO.,LTD. http://www.aira.co.th ASPS ASIA PLUS https
กองทุนตามท่ีประกาศก าหนดได้ ส านักงานพิจารณาแล้วเห็นควรทบทวนหลักเกณฑ์ดังกล่าวให้มีความเหมาะสมมากขึ้น โดยค านึงถึงความเสี่ยงหลักของการประกอบธุรกิจ กล่าวคือความเสี่ยงด้านปฏิบัติการ (operational risk) ซึ่ง
investment planning. This would allow https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7344 SEC launches Guidelines on Management and Disclosure of Climate-related Risk by Asset Managers -related risk
offering). The independent financial advisor (IFA) considers that the information disclosure in this case is insufficient, and the company is exposed to the risk of absence of due diligence in the