(No. 2), dated 4 April 2002, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange
shareholders (No. 2), dated 4 April 2002, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange
issues the following regulations: Clause 1. The followings shall be repealed: (1) Notification of the Office of Securities and Exchange Commission Re: Qualifications of Mutual Fund Supervisors dated 18 May
following regulations: Clause 1. The followings shall be repealed: (1) Notification of the Office of Securities and Exchange Commission Re: Qualifications of Mutual Fund Supervisors dated 18 May 1992; (2
and Exchange Commission Re: Rules and Timeframe for the Submission of Reports of Securities Companies dated 18 May 1992, the Office of the Securities and Exchange Commission hereby issues the following
manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the following actions; (1) Warning; (2
approval of the Cabinet. “derivatives” means a contract having one or any combination of the following characteristics: (1) a contract in which one party is obliged to deliver goods as specified in the