, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification
advisors on dispute resolution by an arbitrator on the SEC Office’s list, shall come into force as from 1 January 2016; (2) Clause 17, which is related to arrangement of agreement with clients on provision
. Legal Dispute The Company had no legal dispute in the case that the Company may have negative affect toward the operation of the Company with significant.
on dispute resolution by an arbitrator on the SEC Office’s list shall come into force as from 1 January 2016; (2) Clause 17, which relates to arrangement of agreement with clients on provision of
documents relating to outsourcing of services, for a period of not less than three years from the examination of outsourced services; (6) for evidence relating to a complaint or dispute and results of
.: _________________________ Page 6 of 8 Form 35 – ARFP CIS Part E: Independent Oversight Entity of the Passport Fund (Trustee/ Fund supervisor) Same as Custody No [if “No”, please provide further information below] 25) Name of
oversight ได้อย่างมีประสิทธิภาพ และยังช่วยให้เกิดความโปร่งใสตอ่สาธารณชนในการ ตรวจสอบการท างานด้านการก ากับดูแลของส านักงาน และ ตลท. ได้อย่างมีหลักการมากขึ้น ทั้งนี้ จะเปน็การ สอดคล้องกับการที่กฎหมายก าหนดให้