for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise

Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other

as a result of higher depreciation from investments in machinery; 3) higher financial costs from investments; 4) one- time employee compensation of Baht 32 million; and 5) one-time loss from selling

begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less

On 25 November 2019 at 9:00 a.m. (local time), SEC Secretary-General Ruenvadee Suwanmongkol together with Winita Kultangwatana, Director, and Pranee Leksrisakul, Assistant Director, Environmental

per annum, with the promise that the company would repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expired. At the time of the inspection

qualification requirements intact and adjust the licensing fee structure to prevent overburdens to business operators.Essentially, this approach would allow an applicant to apply for a package of licenses at one

care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for

Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and

integration will also offer a one-stop trading venue for investors, and thus enhance our futures market's competitive edge in the international arena.  In this regard, the SEC has collaborated with relevant