Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
Advisors and Scope of Work. The SEC, therefore, has suspended the approvals of {X1} Securites and {A} as financial advisor and financial advisory supervisor throughout the remaining periods of their
implementation. 2. Entering a Business Assistance Agreement with AM: IFA is of view that the scope of services, service fee, and other terms and conditions from the agreement are reasonable for GJS?s current
giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer
Margin (%) 2.33 2.40 2.50 Current Ratio (Times) 1.34 1.43 1.43 Debt to Equity Ratio (Times) 2.16 1.79 1.82 Book Value per Share (Baht) 2.16 2.22 2.34 Net Profit per Share (Baht) 0.46 0.45 0.12 Interim
incurred the increased selling and administration expenses as aforesaid mentioned. In consideration of the net profit from operations in 1Q18, the Company's net profit margin to total revenue was 4.5% which
Margin (%) 31.43 34.90 Operating Profit Margin (%) 2.47 4.13 Net Profit Margin (%) 1.20 3.05 Return on equity (%) 1.30 3.69 Basic earnings per Share Baht/Share 1.15 3.09 Efficiency Ratio Unit Jan – Dec