provisions under Clause 3 and Clause 4. However, where such securities company has been, and continues to operate as, the derivatives broker, it shall not be exempted from the duty to comply with the
having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep evidentiary documentation or information supporting the reason for allocating shares to any person in the value more than 100
) and (2) by demonstrating the details on the Form 81-1 as provided on the website of the SEC Office. Clause 3/1 An offeror having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep
demonstrating the details on the Form 81-1 as provided on the website of the SEC Office. Clause 3/1 An offeror having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep evidentiary
prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of
limit of THB 400,000,000 1. Interest at 12 percent per year, totaling THB 147,582,246.62. 2. Stamp duty from the entering into Loan Agreement of which the Borrower agreed to pay in amount of THB 10,000. 3