for the operation under a regulatory sandbox in the same manner as a derivatives exchange shall arrange an efficient and fair trading system which shall additionally cover at least the following matters
PLC (SALEE). With the referral from the Stock Exchange of Thailand on irregular trading of SALEE shares as a result of a group of persons? trading causing the changes of SALEE share price and trading
: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to
management company should record the details of the delivery of payment documents to the fund committee on the day such document has been delivered. The record should at least comprise of the name and code of
-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front- office function) should be clearly separated from the unit which has duties in
Mr.Yanyong Intarasongkrog During September 10 - 27, 2013, Mr.Yanyong Intarasongkrog colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade
Mrs.Woranan Lertkulthum During September 10 - 27, 2013, Mrs.Woranan Lertkulthum colluded or agreed with other principals by using her trading account and/or trading accounts of abettors to trade
Mr.Bhanurak Saengaram During September 10 - 27, 2013, Mr.Bhanurak Saengaram colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade shares
trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ