, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
Exchange Commission No. Sor Nor. 29/2566 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 7
of the Securities and Exchange Commission No. Kor Jor. 12/2567 Re: Rules, Conditions and Procedures for Granting Approval of Initial Coin Offering Portals (No. 11): (https://publish.sec.or.th/nrs
business operations in accordance with relevant rules, conditions and procedures. Therefore, pursuant to Paragraph 1 of Section 35 of the Emergency Decree, the SEC Board at a meeting on 11 January 2024
preparations for AMCs wishing to establish Thai ESG funds under the new conditions or to revise the existing fund scheme to enhance flexibility in making investments under the new regulations,” added SEC
) Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2567 Re: Rules, Conditions and Procedures for Reporting Disclosure of Financial Position and Operating Results of Securities Issuer (No. 27
provide business operators with sufficient time to amend the terms and conditions in the subordinated debt contracts in compliance with the specified definition. The purpose of these proposed amendments is
Bondholders may use the electronic Form For. 19 for rehabilitation planner selection and attach the required supporting documents via the methods, terms and conditions specified on the Legal Execution
conditions, the Board views that the PP offer price at 0.80 baht per share is fair and appropriate and serves as a good incentive for PP investors to invest. In this regard, the IFA views that the PP
create artificial prices or trading volumes for ECF shares, with the intent to distort the price or trading volume from normal market conditions. In this regard, (17) Mr. Suppharoek Kwaennoi assisted or