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SEC Thailand’s public hearing on proposed law amendment to support more flexible operation of an association related to securities business

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=683

SEC Thailand’s public hearing on proposed amendments and drafted regulations on custody of clients’ assets by digital asset business operators

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=740

SEC public hearing on the proposed amendment of regulations related to the business operating system of mutual fund management.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=742

SEC Thailand public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=944

SEC Opens Public Consultation on Revising the Definition of Major Shareholders for Securities and Digital Asset Business Operators

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1132

SEC holds discussions with AIMC on key directions for development of the investment management business and Thailand’s capital market

investment management business and Thailand’s capital market, such as expanding the investor base, promoting the TISA project, and leveraging digital technology to support the development of investment

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12716

SEC seeks public comments on draft notification reviewing the definition of “major shareholder” requiring approval for derivatives business operators

As part of its review of the definition of major shareholder applicable to derivatives business operators required to obtain approval, the SEC aims to ensure that the definition appropriately

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12744

SEC revises criteria for determining “major shareholders” of securities and digital asset business operators to include ultimate controlling persons

Following the SEC’s review of the definition of major shareholders of business operators requiring approval, the revised criteria are intended to ensure that the approval process also covers ultimate

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12615

Investor Alert : LINE Official Account CGS CIMB Thailand (assuming the appearance of licensed business operator by using the name of CGS- CIMB Securities Thailand)

LINE Official Account CGS CIMB Thailand (assuming the appearance of licensed business operator by using the name of CGS- CIMB Securities Thailand) : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=012&CaseYY=2566

Investor Alert : LINE Official Account "Finansa Public" (assuming the appearance of licensed business operator by using the name of FINANSA SECURITIES LTD.)

LINE Official Account "Finansa Public" (assuming the appearance of licensed business operator by using the name of FINANSA SECURITIES LTD.) : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=014&CaseYY=2566