sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives

Mr. Somboon Numtipjuntacharern Mr. Somboon Numtipjuntacharern, authorized director who is responsible for the operation of Thai Canal Rich Company Limited, order or act resulting in Thai Canal Rich

(Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of

Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment

allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities

subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the

allocation) นางดวงมน จึงเสถียรทรัพย์ ผู้ช่วยเลขาธิการ ก.ล.ต. กล่าวว่า ก.ล.ต. มีแนวคิดที่จะปรับปรุงแบบประเมินความเหมาะสมในการลงทุน (suitability test) ให้เป็นมาตรฐาน และรองรับการลงทุนในผลิตภัณฑ์ทางการเงินในตลาด

delivering an excellent customer experience in order to empower every customer’s life and business, we prioritize the offering of attentive and inclusive services as a trustworthy service provider. We can

deficiency, as the case may be, in order to make price compensation to the open-end fund, except in cases where the incorrectness is caused by an uncontrollable external factor, such as the fact that a

probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client