advisory company may change such work system. Clause 2/1.6 An investment advisory company shall arrange mutual fund rating only after having been approved by the Office in accordance with the following rules
shall be an entitlement of unallocated subscribers’ rights to receive interest at the rate of not less than seven point five percent per annum from the date after such period ends; (b) prohibition of
receive interest at the rate of not less than seven point five percent per annum from the date after such period ends; (b) prohibition of using subscription money in excess of the total amount expected to
point five percent per annum from the date after such period ends; (b) prohibition of using subscription money in excess of the total amount expected to obtain from the offering for any other business
accounts and finances of clients, the operator shall be affiliated company or auditing firm; (7) client registration; (8) back office operation after trading of securities or derivatives; (9) back office
information. In this respect, if such work is related to the accounts and finances of clients, the operator shall be affiliated company or auditing firm; (7) client registration; (8) back office operation after
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 4 record(s
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 0 record(s
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 5 record(s