reports even though there is no transaction during such period. Clause 3/14. In case where securities companies wish to file the reports under clause 3 to the Office in the form of electronic data, the

though there is no transaction during such period. Clause 3/14. In case where securities companies wish to file the reports under clause 3 to the Office in the form of electronic data, the securities

to comply with such rules or suspend the approval for appointment of representatives for the specified period or conditions or revoke the approval for appointment of representatives. Clause 6. This

rectify, undertake or omit from any acts in order to comply with such rules or suspend the approval for appointment of representatives for the specified period or conditions or revoke the approval for

specified period or conditions or revoke the approval for appointment of representatives. Clause 6. This Notification shall come into force as from 1 April 2005. Notified this 5th Day of January 2005 (Mr

. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific period of time

period of time. If the investor is unable to do so, the derivatives broker will close out the derivatives position of the investor. However the investor will still be responsible for any loss that may

initial margin up to the original amount within the specific period of time. If the investor is unable to do so, the derivatives broker will close out the derivatives position of the investor. However the

: Rules and Submitting Period of Report of Securities Company dated 18 May 1992 and the third paragraph of Clause 3 of the Notification of the Securities and Exchange Commission No. 18/2549 Re: Maintenance

Period of Report of Securities Company dated 18 May 1992 and the third paragraph of Clause 3 of the Notification of the Securities and Exchange Commission No. 18/2549 Re: Maintenance of Net Liquid Capital