Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand

referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed

imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares

ADVANCE OPPORTUNITIES FUND I Disposition Stock 3.68 1.86 1.82 19/01/2022 5.5 1.86 3.64   246016122201-1 JCKH ADVANCE OPPORTUNITIES FUND Acquisition Stock 0 1.82 1.82 17/01/2022 1.86 3.64 5.5   246016042201

(CAMBODIA) BANK PCL Disposition Stock 5.8635 5.8635 0 09/12/2020 5.8635 5.8635 0   246007872012-1 QTC Mr. Aphichat Sramoon Acquisition Stock 0.0002 12.4599 12.4602 05/06/2020 0.0002 12.4599 12.4602

in MGR?s revenues. Submitting MGR?s  incorrect financial statements to the SEC and the Stock Exchange of Thailand (SET) during 1996-1998 to deprive MGR investors of the benefits they should have

such manipulation, in the total amount of 2,166,666.66 baht.Details are as follows: (1) ASCON price manipulation: following the Stock Exchange of Thailand (SET)?s report on irregular trading of ASCON

TRITON HOLDING PUBLIC COMPANY LIMITED Acquisition Stock 19.7783 0.2316 20.0099 12/06/2020 19.7783 0.2316 20.0099   246004252006-1 GLOCON Mr. Jamil Mohamed Disposition Stock 7.8203 3.2087 4.6116 11/06/2020

. Pasu Wachirapong Acquisition Stock 0 8.0157 8.0157 25/05/2021 0 8.0157 8.0157   246010902105-1 GLOCON TRITON HOLDING PUBLIC COMPANY LIMITED Disposition Stock 23.0802 8.0157 15.0644 25/05/2021 23.0802

. Sumalee Asakan Acquisition Stock 0.1498 15.8501 16 14/12/2021 0.1498 15.8501 16   246015362112-1 GSC Mr. Jakaphan Asakan Disposition Stock 16 15.8501 0.1498 14/12/2021 16 15.8501 0.1498   246015332112-1 GSC