gaps and increasing law enforcement effectiveness.SEC Secretary-General Professor Pornanong Budsaratragoon revealed that the SEC has been collaborating with AMLO and SET through bilateral agreements on

in line with the international standards and the SEC regulations. Ms. Pornanong Budsaratragoon, Secretary-General of the SEC, revealed: “The SEC is pleased to continuously collaborate with CFA

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC

revealed that the deposit for the purchase of the hotel above that NUSA paid to Varinborn, the seller, was not transferred into the seller’s account, while the directors and executives of NUSA, i.e., Siriya

business operators under SEC’s supervision conducted in March 2022 revealed that business operators are active about personal data protection; more than 90 percent of them have already proceeded in

.” Ms. Jomkwan Kongsakul, CMDF Vice Chairman revealed that, “CMDF’s allocation of resources to support capital market infrastructure development is one of the core missions of the Fund. The funding for

decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities

Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality

, Bangkok.The documents and evidence found at the site revealed that the company solicited the public to invest in gold futures by representing itself as a branch office of foreign broker, causing investors who

this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The