website. Note:* This constitutes a failure to comply with Clause 23(1), which falls within the prohibited characteristics of personnel in the capital market business under Clause 31(1) and also constitutes
statement and draft prospectus shall comply with the following rules: (1) Procedures for Submitting a Registration Statement and Draft Prospectus and Fees shall comply with the provisions under Chapter 2; (2
entity under Clause 6(6) and obtained the license prior to 1st January B.E. 2555, shall maintain shareholding proportion to comply with that specified in Clause 6(6) until 31st December B.E. 2554; (6) the
lending of securities or for guarantee of purchasing, selling, borrowing or lending of securities or for any other purposes, shall comply with the rules prescribed herein. The provisions in Paragraph 1
including any provident fund. Clause 3 The issuance and offer for sale of units shall comply with the following rules: (1) an application for an approval, granting an approval for offer for sale of units, and
(Voluntary) และเปิดเผยข้อมูลตามหลัก Comply or Explain เหมาะสมหรือไม่ 5. ระยะเวลาในการใหผู้้ลงทุนสถาบันเตรียมตัว และเริ่มเปิดเผยข้อมูลการปฏิบัติ ตาม I Code ในปี 2561 มีความเหมาะสมหรือไม่ 4 หลักธรรมาภิบาลการ
baht. Clause 12. In the case where it appears that the custodian violates or does not comply with the prescriptions under Clause 8 to Clause 11, the Office shall proceed as follows: (1) Put on probation
-provident fund clients with the securities and assets of more than one million baht. Clause 12. In the case where it appears that the custodian violates or does not comply with the prescriptions under Clause