the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of electronic data, the securities

Notification and shall also comply with the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of

rules for giving of investment advice and providing service related to trading of investment units, mutatis mutandis, except the case where specific requirements have been specified in this Notification

price case 146,000,000 x 100 = 12.02% 1,214,621,392 • Official assessment case 252,740,800 x 100 = 20.81% 1,214,621,392 • Sasipakdi Co., Ltd. case 149,755,000 x 100 = 12.33% 1,214,621,392 • Advanced

Notification on Standard Conduct of Business, mutatis mutandis, except in the case where this Notification prescribes specific regulations otherwise. 2 In contacting and providing services related to selling

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be. 4

Chapter 1, as the case may be. 4 Chapter 1 The Applicant Clause 5 The applicant for derivatives business license type Sor-1 shall be: (1) a securities company which obtains a securities business license

such lease or utilising area, as the case may be, and [ii] the rental fee shall include a compensation from utilising area and from a charged fee providing services thereof. Part 1 Application for an

website of the SEC Office. Structured Notes Factsheet “……………(Name of Structure Notes)……………” Issued by……………(Name and country where the issuer is incorporated [in the case of a foreign juristic person